Internal Control & SOX Compliance

Administrative burden, cumbersome reporting, and low visibility are just some of the challenges to sound internal control. SAI360’s Internal Control and SOX Compliance software can help achieve operational performance, reliable financial reporting and drive confidence in your company’s ability to achieve its objectives.

SAI360 Internal Controls Process Diagram

Expertise built-in to meet SOX compliance and lower costs

Pre-configured workflows, alerts and reporting to your organization’s specific needs
Streamline your internal control process
Based on COSO methodology and our experience in supporting listed companies

Maximum context with fewer clicks

Holistic views of your business processes
Interactive role-based dashboard providing a consolidated view on your internal control program
Perform framework signoffs to acknowledge changes in your business

Drive accountability

Smart-scoping and automated control test scheduling
Reduce your risk exposure through 2-step assessment approach
Enable early warnings for remediation ahead of the end of the SOX cycle
Attest that sufficient controls are in place to avoid financial misstatement and you’re operating effectively

Provide confidence for stakeholders and regulators

More reliable financial and ESG reporting
Easily export 404 and 302 certification including digital sign-off for SEC filing
Automated evidence collection and continuous control monitoring available

Explore all capabilities

Smart Scoping

Partially automate scoping while enabling key users to de-scope controls as required.

Control Assessment

Automated control test scheduling using pre-defined cadences, all control-related information on one screen at the tester’s fingertips including test samples, evidence and related issues.

Continuous Controls Monitoring

Automate testing through analysis of external data to automatically retrieve, prepare and present samples, exceptions, reports and other evidence. Data can be analyzed from any source and template rules for SAP, Oracle and M3/Lawson are provided.

Dashboards & Analytics

Slice and dice data using real-time, actionable dashboards, from control test monitoring and action tracking to certification status and framework reports, that can be configured to your organization’s specific requirements.